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The provider's qualifications and credentials, as well as the qualifications and credentials of its key people. |
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The provider's licensing, including proper registration with the Securities and Exchange Commission and/or appropriate state authorities. |
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References from other similarly situated plan sponsors. |
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The provider's financial stability, including its fiduciary insurance coverage (and, where applicable, ERISA bonding coverage). |
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The provider's willingness to assume fiduciary responsibility and liability for the services provided and to offer indemnification. |
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Whether the provider has been subject to administrative enforcement actions or litigation. |
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Whether the provider meets the requirements of an investment manager under ERISA Section 3(38) and acknowledges its fiduciary status in writing. |
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The provider's fees. |
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The provider's contract. |
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